Expanded institutional trading capabilities from CAPIS and Invest ‘n Retire; a multi-asset income fund from Fidelity; and a flexible QLAC from New York Life.
Tag: Soft Dollars/Trade Execution
October 27, 2008 (PLANSPONSOR.com) - SunGard has enhanced its Brass order management and direct market access platform by integrating multi-currency, multi-access trading capabilities and compliance services.
October 25, 2007 (PLANSPONSOR.com) - BNY ConvergEx Group has launched TOPx, its new transition optimization algorithm, the company announced.
December 1, 2005 (PLANSPONSOR.com) - NASD has hit Ameriprise Financial Services with a $12.3 million fine over allegations the firm took directed brokerage payments to give preferential treatment to certain fund companies.
October 20, 2005 (PLANSPONSOR.com) - The US Securities and Exchange Commission (SEC) is seeking comments from the investing public over its latest proposal to further regulate money managers' soft dollar payments.
August 3, 2004 (PLANSPONSOR.com) - The most active US institutional traders are making increasing use of portfolio trading for their equity trading volume, according to a new report.
June 7, 2004 (PLANSPONSOR.com) - The company that handles trade processing for many 401(k) plans, among other investment customers, will remain open Friday despite the broader markets being closed.