WINDOW OF OPPORTUNITY – Circle Trust Expands 401(k) Brokerage Window

August 15, 2000 ( - Connecticut-based Circle Trust Company (CTC) offers a self-directed brokerage option to its Third Party Administrator (TPA) clients via a new strategic alliance with National Discount Brokers.

Participating plan sponsors will be able to offer account holders the self-directed option as an additional investment vehicle through CTC’s website at .

Participants will receive a consolidated account statement.

The alliance will bring access to some 150 mutual fund families and over 5,000 individual funds through their account. 

Previously, CTC 401(k) account holders rarely were provided a self-directed brokerage option.

– Nevin Adams