Compliance March 5, 2018
DOL to Take Fiduciary Seminar to Louisiana
The compliance assistance program will increase awareness and understanding about basic fiduciary responsibilities when operating a retirement plan.
Reported by PS
The Department of Labor (DOL) Employee Benefits Security Administration (EBSA) announced its “Getting It Right – Know Your Fiduciary Responsibilities” seminar will be held in Metairie, Louisiana, on April 11.
The compliance assistance program will increase awareness and understanding about basic fiduciary responsibilities when operating a retirement plan.
Topics to be covered in the seminar include:
- Understanding your plan and your responsibilities;
- Carefully selecting and monitoring service providers;
- Making contributions on time;
- Avoiding prohibited transactions; and
- Making appropriate disclosures to plan participants and filing annual reports to the government on time.
More information and a link to register are here.
You Might Also Like:

Frequency of Receiving Provider Fee Disclosures
Experts from Groom Law Group and CAPTRUST answer questions concerning retirement plan administration and regulations.

DOL Issues Warning About Crypto Assets in DC Plans
The lead regulator of employer-sponsored retirement plans says cryptocurrencies and other digital assets are subject to a variety of issues...

DOL Removes Credit Rating Requirements From the Evaluation of Certain Investments
The agency’s notice of amendments pertains to prohibited transaction exemptions related to non-convertible debt securities, commercial paper and securities lending...