Compliance

Compliance |

Investment Advisor Info Now Online

September 26, 2001 (PLANSPONSOR.com) - The Securities and Exchange Commission (SEC) and the North American Securities Administrators Association (NASAA) have launched a website that will provide online information...
Compliance |

EEOC Cites Winning Track Record

August 14, 2002 (PLANSPONSOR.com) - When the Equal Employment Opportunity Commission (EEOC) takes a case to trial, odds are the agency will win.
Compliance |

Judge OKs IKON CoStock Settlement

August 14, 2002 (PLANSPONSOR.com) - A company's 401(k) plan will be revamped to allow participants to invest in options other than company stock with employer matching funds.
Compliance |

Judge Tosses out ADEA Claim

June 14, 2002 (PLANSPONSOR.com) - BankBoston didn't violate the federal Age Discrimination in Employment Act (ADEA) by converting its defined contribution plan into a cash balance plan, a...
Compliance |

Two Funds Allege Conseco Fraud

July 21, 2000 (PLANSPONSOR.com) - Sixteen asset management professionals have departed embattled Indiana-based Conseco for Philadelphia, as Delaware Investments ramps up its fixed-income asset management unit.
Compliance |

Health Plan Suits May Raise Premiums

April 26, 2001 (PLANSPONSOR.com) - The latest plan for giving patients the right to sue their health plans could increase the typical yearly insurance premium by 4.2%, or...
Compliance |

House Delays Enron Bill Markup

March 14, 2002 (PLANSPONSOR.com) - Concerned about burdening plan sponsors with having to report on their pension plan activities to two federal agencies, House Republican leaders delayed a...
Compliance |

House Committee Hears Mental Health Testimony

March 14, 2002 (PLANSPONSOR.com) - Lawmakers considering changes to federal mental-health insurance laws heard testimony that mental health parity mandates could prompt executives to drop the coverage entirely.
Compliance |

Pension Reporting Draws SEC Criticism

March 3, 2003 (PLANSPONSOR.com) - The Securities and Exchange Commission has been digging through some annual reports - and apparently isn't thrilled with the pension accounting presentations there.
Compliance |

State Street Gets Nod for Enron Plans

March 14, 2002 (PLANSPONSOR.com) - US Department of Labor (DoL) Secretary Elaine Chao has officially tapped State Street Bank and Trust to take over Enron's three retirement plans.