Latest News

Administration |

SEC Charges Quant Manager With Fraud

September 22, 2011 (PLANSPONSOR.com) - The Securities and Exchange Commission (SEC) has charged the co-founder of institutional money manager AXA Rosenberg with securities fraud.

 

Administration |

JPMorgan Sues American Century

September 22, 2011 (PLANSPONSOR.com) - JPMorgan Chase & Co. has sued American Century, claiming it wasn’t informed about an $848 million optioned share sale to...

Investing |

Morningstar Expands ETF Resources

September 22, 2011 (PLANSPONSOR.com) -   Morningstar, Inc. announced plans to launch rankings and research on exchange-traded fund (ETF) managed portfolios later this year.
 
Compliance |

Clawback Ruling Reversed and Remanded

September 22, 2011 (PLANSPONSOR.com) A U.S. Court of Appeals has reversed and remanded a clawback request on grounds that the insurer’s calculations were inaccurate.  
 
Compliance |

Court Finds AT&T Lax in Disclosure Efforts

September 22, 2011 (PLANSPONSOR.com) – A U.S. District Court has found AT&T liable for retroactive benefits for a pension plan participant because of its failure to properly disclose...