Compliance | October 13th, 2026 Adviser Accused of Embezzling His Firm’s Employee Retirement Savings, Ponzi Scheme The defendant allegedly used the stolen funds for his personal benefit, including memberships in a yacht club and a social...
Compliance | September 30th, 2026 Arizona TPA CEO Pleads Guilty to Embezzling More Than $8M From ERISA Plans James Campbell made more than 100 unauthorized withdrawals from a master trust.
Compliance | October 25th, 2018 TPA Owners Indicted for Retirement Plan Theft The co-owners of Vantage Benefits Administrators misappropriated funds from at least 1,000 plan participants in at least 20 employers’ retirement...