SEC Puts Tighter Soft Dollars Rules Out for Public Reaction
September 21, 2005 (PLANSPONSOR.com) - Federal regulators have proposed stricter rules on how mutual funds can spend soft dollars and...
Tag: SEC
Appellate Judges Refuse Independent Director Rule Appeal
September 14, 2005 (PLANSPONSOR.com) - Federal appellate judges have turned aside an appeal in a challenge to regulators' rule mandating...
Another Extension on SOX Compliance for Small Businesses
September 13, 2005 (PLANSPONSOR.com) - In addition to the one year extension to the internal-controls rule granted in March, the...
Court Delays Implementation of Independent Fund Director Rule
August 11, 2005 (PLANSPONSOR.com) - The US Court of Appeals for the D.C. Circuit has delayed implementation of the Securities...
Senate Panel OKs Cox SEC Appointment
July 29, 2005 (PLANSPONSOR.com) - The US Senate Banking Committee on Thursday backed the nomination of US Representative Christopher Cox...
Lipper: Four Scandal-Linked Fund Firms Lost $8B in September
October 17, 2003 (PLANSPONSOR.com) - The four mutual fund companies linked most prominently to the ongoing Canary Capital Partners trading...
Benefits |
Survey: Firms Unsure of HR's Sarbanes-Oxley Help
July 22, 2003 (PLANSPONSOR.com) - Many US companies were unprepared to meet Sarbanes-Oxley's initial deadline for imposing fairness and accuracy...
SEC Names McDonough Head of Accounting Board
April 15, 2003 (PLANSPONSOR.com) - William McDonough, the president and chief executive of the Federal Reserve Bank of New York,...