Compliance | September 21st, 2005 SEC Puts Tighter Soft Dollars Rules Out for Public Reaction September 21, 2005 (PLANSPONSOR.com) - Federal regulators have proposed stricter rules on how mutual funds can spend soft dollars and...
Compliance | September 14th, 2005 Appellate Judges Refuse Independent Director Rule Appeal September 14, 2005 (PLANSPONSOR.com) - Federal appellate judges have turned aside an appeal in a challenge to regulators' rule mandating...
Compliance | September 13th, 2005 Another Extension on SOX Compliance for Small Businesses September 13, 2005 (PLANSPONSOR.com) - In addition to the one year extension to the internal-controls rule granted in March, the...
Compliance | August 11th, 2005 Court Delays Implementation of Independent Fund Director Rule August 11, 2005 (PLANSPONSOR.com) - The US Court of Appeals for the D.C. Circuit has delayed implementation of the Securities...
Compliance | July 29th, 2005 Senate Panel OKs Cox SEC Appointment July 29, 2005 (PLANSPONSOR.com) - The US Senate Banking Committee on Thursday backed the nomination of US Representative Christopher Cox...
Investing | October 17th, 2003 Lipper: Four Scandal-Linked Fund Firms Lost $8B in September October 17, 2003 (PLANSPONSOR.com) - The four mutual fund companies linked most prominently to the ongoing Canary Capital Partners trading...
Benefits | July 22nd, 2003 Survey: Firms Unsure of HR's Sarbanes-Oxley Help July 22, 2003 (PLANSPONSOR.com) - Many US companies were unprepared to meet Sarbanes-Oxley's initial deadline for imposing fairness and accuracy...
Deals and People | April 15th, 2003 SEC Names McDonough Head of Accounting Board April 15, 2003 (PLANSPONSOR.com) - William McDonough, the president and chief executive of the Federal Reserve Bank of New York,...